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FOUND: Finra - What They Never Told You

7 Things to Check Before Trusting an Investment Advisor You Found Online

An investment advisor can appear with the click of a button, complete with a polished website, impressive credentials, market predictions and perhaps even a reassuring photo of someone standing in front of a bookshelf. That polished presentation tells you almost nothing about whether the person deserves access to your investment…

The Free Financial Advisor

SEC Approves FINRA Change to Streamline How Investment Advisers Allocate Bulk Trades

Investment advisers sometimes place a single large securities order for multiple clients and then allocate portions of that trade among the individual accounts they manage. A newly approved FINRA rule change is intended to make that behind-the-scenes process more efficient without eliminating safeguards designed to prevent advisers from deciding who…

The Free Financial Advisor

At 55, Should You Still Be Investing Like You’re 35?

At 55, should you still be investing like you’re 35? Maybe. The better answer depends less on the number candles on the birthday cake and more on when the money needs to do its job. Someone planning to work until 70 has a very different investment timeline from someone hoping…

The Free Financial Advisor

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Advisers: This Outdated Retirement Rule Actually Un-Diversifies Your Clients

Instead of saving home equity as a "last resort" in retirement planning, it makes sense to treat it as a strategic asset that's incorporated from the start.

Kiplinger

Wall Street's Biggest Hedge Funds Targeted by Hackers in AI Voice Scam

Hackers launched a coordinated wave of attacks against some of Wall Street’s largest hedge funds in recent days, using AI to mimic employees’ voices and trick staff into granting system access, according to a Bloomberg report published Wednesday.

Benzinga

I'm a Financial Adviser: My College House-Painting Job Taught Me the Best Way to Compare Professional Fees — and It Works for Financial Advice, Too

When looking for a contractor or a financial adviser, hiring based only on price is risky. These questions will help you find the right person for the job.

Kiplinger

JPMorgan Deli Platter Lawsuit: FINRA Orders Bank to Pay Fired Broker £3.3M Over Food Expense

A FINRA panel has ordered JPMorgan to pay former Beverly Hills broker Brent Ryan Bodner $4.25m (£3.3M) after he was fired over a $642.50 Super Bowl deli platter, turning a tiny expense into a huge dispute.

International Business Times UK

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This Is Why Investing Feels Easier — and Harder — Than Ever

While apps make investing easier, the risks of emotional trading and hidden costs are higher. Greater transparency from brokerages would help.

Kiplinger

Demis Hassabis's proposal for a FINRA for AI gains momentum. But is it a good idea?

The self-regulatory body for financial brokerages has been plagued by concerns about conflict of interest, raising questions about whether it's the right model for AI.

Fortune

Google DeepMind's AI safety proposal raises questions over self-regulation

Google DeepMind CEO Demis Hassabis' proposal for an industry-led AI safety regulator aims to curb frontier AI risks, but critics argue it lacks independent oversight, clear legal authority and safeguards against conflicts of interest.

The Economic Times

Long-Term Care Insurance Alternatives: How to Craft a Flexible Plan to Help Cover Future Health Needs

Rising premiums, fewer options and limited benefits can make a long-term care policy hard to find and hard to afford. There are alternatives to cover the costs.

Kiplinger

7 Advisor Red Flags to Watch When Retirement Advice Involves AI or Crypto

Retirement planning has entered a flashy new era where artificial intelligence tools and cryptocurrency strategies often take center stage. Exciting promises about smarter investing and faster returns can sound impressive, especially when they come packaged in sleek dashboards or confident pitches. But retirement savings deserve careful protection, not high-pressure experiments…

The Free Financial Advisor

9 Warning Signs a Social Media Investment Group Is Really a Scam

Social media has changed almost everything, including the way people talk about money and investing. Legitimate investors, financial educators, and market enthusiasts share ideas online every day. However, scammers have also discovered that social media provides the perfect place to find potential victims.

The Free Financial Advisor

"Punch in the stomach after 20 years": How a JPMorgan employee won $4 million after being fired over a $600 food platter

A former JPMorgan broker, fired over a $642.50 deli bill for a Super Bowl party, has been awarded $4.25 million in damages. A FINRA panel ruled in his favor, changing his termination status and suggesting the bank acted preemptively. The broker claims JPMorgan used the incident as a pretext to…

The Economic Times

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The Independent UK

Former JPMorgan employee wins $4M after being fired over $642 ‘Super Bowl’ deli platter

‘We vehemently disagree with FINRA's decision and are disappointed by this outcome,’ a spokesperson for JPMorgan said

Bored Panda

Fired JPMorgan Employee Wrongfully Terminated Over ‘Super Bowl’ Platter Just Won $4 Million In Explosive Case

“Disappointed by this outcome,” a spokesperson for JPMorgan Chase said following the ruling.

The Times of India

From $642 to $4 million: Fired JPMorgan employee wins huge compensation over food platter dispute

A former JPMorgan broker who claimed he was wrongly fired over a $642.50 deli platter (food platter) linked to a business meeting has been awarded about $4 million in damages by a Wall Street arbitration panel, reports the New York Post.

AAP

Webull Reports First Quarter 2026 Financial Results

ST. PETERSBURG, Fla., May 22, 2026 /PRNewswire/ -- Webull Corporation (NASDAQ: BULL) ("Webull" or the "Company") today announced financial and operating results for the first quarter ended March 31, 2026.

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MarketBeat

The PDT Rule Is On Its Way Out: 5 Stocks That Stand to Benefit the Most

The SEC officially eliminated the $25,000 PDT rule, replacing it with a modern intraday margin framework that allows accounts as small as $2,000 to day trade.

Kiplinger

Investing Scams: How to Protect Yourself and Your Money

Investors are prime targets for scammers – and the financial hit if you're impacted can be massive. Here's what to watch for and how to protect yourself.

The Guardian - US

‘I feel like I’m in a financial prison’: Trump Wall Street plan puts ‘mom and pop’ investors at risk

Trump says everyday Americans deserve a chance to buy higher-risk ‘alternative’ investments. Critics say this could lead to big losses for small investors

Barchart

Is the Market Running on Borrowed Time? This 1 Statistic Is Flashing a Major Warning Sign.

FINRA's margin debt statistics paint an alarming picture. Here's why this stat may be the market's hidden fuse, just waiting to go off.

Benzinga

Is Your Stock a Squeeze Target? How To Decode Short Interest Data

Short interest data offers a look into investor sentiment and potential risk within the stock market and can help investors gauge how much skepticism or confidence the market has in a company’s future.

The Free Financial Advisor

Who Is Truly Protecting My Assets If My Firm Goes Bankrupt Suddenly?

People tend to believe their investments remain secure because they use a well-known financial institution. What happens to the company when it faces an unexpected bankruptcy event? Many investors are unaware that their assets may not be as protected as they believe. Financial institutions need to determine their actual asset…

Kiplinger

A Lesson From the School of Rock (and a Financial Adviser) as the Markets Go Around and Around

It's hard to hold your nerve during a downturn, but next time the markets take a tumble, remember this quick rock 'n' roll tutorial and aim to stay invested.

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