UNBELIEVABLE: 9 - The Untold Story

The Power of Shareholder Proposals

A look at what shareholder proposals are and the power they can have on a company.

Kiplinger · Jun 5, 2023

US government legal firm Casepoint investigating data breach

ALPHV apparently managed to steal terabytes of sensitive data, including some belonging to the US government.

TechRadar · Jun 2, 2023

SEC strips Asia Wealth of securities business licence

The Finance Ministry has revoked a securities business licence of Asia Wealth Securities (AWS), as proposed by the Securities and Exchange Commission (SEC) for misuse of client funds without permission.

Bangkok Post · Jun 1, 2023

TCRB eyes stock exchange listing in 2023

Thai Credit Retail Bank (TCRB) has submitted filings to the Securities and Exchange Commission for an initial public offering (IPO) on the Stock Exchange of Thailand by the end of this year.

Bangkok Post · May 4, 2023

SEC prepares digital bond offerings valued at B6.7bn

The Securities and Exchange Commission (SEC) has approved the first lot of digital bond offerings worth 6.7 billion baht.

Bangkok Post · May 3, 2023

Lawmakers call on SEC to asses Shein supply chain before IPO

A group of lawmakers are asking the Securities and Exchange Commission to stop an initial public offering by the fast fashion retailer Shein until it verifies it does not user forced labor from China's predominantly Muslim Uyghur population

The Independent UK · May 1, 2023

SEC board authorised to name acting secretary-general

The board of the Securities and Exchange Commission (SEC) is permitted to name an acting secretary-general if the current government fails to endorse an SEC chief by the end of the month, according to Finance Minister Arkhom Termpittayapaisith.

Bangkok Post · Apr 26, 2023

Zipmex seeks to discuss fines with SEC

Zipmex, the embattled cryptocurrency exchange, has arranged to discuss fines of nearly 11 million baht imposed on the company and its chief executive by the Securities and Exchange Commission (SEC), saying talks with potential new investors are ongoing.

Bangkok Post · Apr 25, 2023

Standards come to the fore

The Securities and Exchange Commission (SEC) is aiming to create internationally consistent standards for Islamic mutual funds in order to increase options for investors and expand the Muslim investor base.

Bangkok Post · Apr 24, 2023

House committee chair blasts SEC’s Gensler on defining Ether: ‘You won’t answer my question, and you’re the head of that agency’

The chair of the House Financial Services Committee and the chair of the SEC still do not agree on Ether—or how that lack of agreement affects markets.

Fortune · Apr 18, 2023