Japan regulator orders brokerage to halt block trading Japan's Financial Services Agency has ordered brokerage SMBC Nikko Securities to suspend its block trading operations for three months as part of penalties in a market manipulation case The Independent UK · Oct 7, 2022
Scandal at Japanese brokerage widens with executive's arrest The scandal at a top Japanese brokerage has widened with the arrest by Tokyo prosecutors of the vice president of SMBC Nikko Securities on charges of stock manipulation The Independent UK · Mar 24, 2022
Japanese prosecutors investigating SMBC Nikko after management arrests - Asahi Tokyo prosecutors are investigating SMBC Nikko Securities Inc following the arrest of four executives on accusations of market manipulation, the Asahi Newspaper reported on Tuesday. Reuters · Mar 8, 2022