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FORGOTTEN HISTORY: U s securities and exchange commission - The Untold Story

SEC Warns Brokers To 'Remain Vigilant' To Market, Counterparty Risk: Reuters

The U.S. Securities and Exchange Commission yesterday warned broker-dealers and other market participants to “remain vigilant to market and counterparty risk” amid heightened volatility and global uncertainties, reported Reuters. “Staff urges broker-dealers to seek sufficient information to determine counterparties’ aggregate positions in any markets that may experience liquidity concerns and work with…

Benzinga · Mar 15, 2022

SEC Investigating Elon Musk, Brother Kimbal For Potential Violation Of Insider Trading Rules

The U.S. Securities and Exchange Commission is reportedly looking into recent trading activity by Tesla Inc (NASDAQ: TSLA) CEO Elon Musk and his brother Kimbal Musk.

Benzinga · Feb 24, 2022

SEC rebuts Elon Musk’s claim that agency is targeting him

The U.S. Securities and Exchange Commission denied it’s targeting Tesla Inc. Chief Executive Officer Elon Musk with endless probes, as he claimed in a letter to a judge earlier this week.

Tribune News Service · Feb 19, 2022

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Lordstown Motors and its post-SPAC peers keep losing executives

The past month has been a rough one for some of the electric vehicle startups that went public by merging with special purpose acquisition companies, or SPACs. Lordstown Motors, Canoo and Electric Last Mile Solutions all have seen key personnel leave, and all three are under investigation by the U.S.…

Tribune News Service · Feb 18, 2022

Tesla Reveals How Much Its Bitcoin Holdings Were Worth As Of 2021-End

Tesla Inc. (NASDAQ: TSLA), in a filing with the U.S. Securities and Exchange Commission on Monday morning, revealed that it suffered impairment losses of $101 million on its Bitcoin (CRYPTO: BTC) holdings in 2021.

Benzinga · Feb 7, 2022

Crypto Exchange Gemini Subsidiary Becomes US Registered Broker-Dealer

Gemini Galactic — a subsidiary of major U.S. cryptocurrency exchange Gemini — has received approval for a membership in the Financial Industry Regulatory Authority (FINRA) — enabling the platform to operate as a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC).

Benzinga · Jan 26, 2022

Disney Doubles CEO Pay To $32.5M, Restructures Management: What You Need To Know

The Walt Disney Co (NYSE: DIS) CEO Bob Chapek saw his compensation rise to $32.5 million, according to a statement filed with the U.S. Securities and Exchange Commission Wednesday.

Benzinga · Jan 20, 2022

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